-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UntT2DSgF+66pSxHcsl9JQYoyeceZG0fsO2QAwn2DXwlqYxeMxAlneWgXi00kd4H CQOLC0SnI2RZq6pHMgEeNg== 0001104659-07-010308.txt : 20070213 0001104659-07-010308.hdr.sgml : 20070213 20070213162155 ACCESSION NUMBER: 0001104659-07-010308 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROGERS PATRICIA A CENTRAL INDEX KEY: 0001105017 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 4105367326 MAIL ADDRESS: STREET 1: P.O. BOX 246 ST. GILES ROAD CITY: GIBSON ISLAND STATE: MD ZIP: 21056 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARROLLTON BANCORP CENTRAL INDEX KEY: 0000859222 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521660951 STATE OF INCORPORATION: MD FISCAL YEAR END: 1205 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53501 FILM NUMBER: 07610493 BUSINESS ADDRESS: STREET 1: 15 CHARLES PLZ STE 200 CITY: BALTIMORE STATE: MD ZIP: 21201-3936 BUSINESS PHONE: 4105364600 MAIL ADDRESS: STREET 1: 15 CHARLES PLAZA, SUITE 200 STREET 2: P O BOX 1391 CITY: BALTIMORE STATE: MD ZIP: 21201 SC 13G/A 1 a07-4278_3sc13ga.htm SC 13G/A

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires:
February 28, 2009

 

SCHEDULE 13G

Estimated average burden hours per response. . 10.4

 

Under the Securities Exchange Act of 1934
(Amendment No. 7)*

 

Carrollton Bancorp

(Name of Issuer)

Common Stock

(Title of Class of Securities)

145282 10 9

(CUSIP Number)

December 31, 2006

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.




 

 

CUSIP No. 145282 10 9

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Patricia A. Rogers

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)
Not Applicable.

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
101,382

 

6.

Shared Voting Power
77,080

 

7.

Sole Dispositive Power
101,382

 

8.

Shared Dispositive Power
77,080

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
178,462

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
6.4%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

 

 

2




 

CUSIP No. 145282 10 9

 

Item 1.

 

(a)

Name of Issuer
Carrollton Bancorp

 

(b)

Address of Issuer’s Principal Executive Offices
344 North Charles Street, Suite 300

Baltimore, Maryland  21201

 

Item 2.

 

(a)

Name of Person Filing
Patricia A. Rogers

 

(b)

Address of Principal Business Office or, if none, Residence
P.O. Box 246

St. Giles Road

Gibson Island, Maryland  21056

 

(c)

Citizenship
United States

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
145282 10 9

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Not Applicable.

 

 

3




 

CUSIP No. 145282 10 9

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

178,462*

 

(b)

Percent of class:   

6.4%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

101,382

 

 

(ii)

Shared power to vote or to direct the vote    

77,080

 

 

(iii)

Sole power to dispose or to direct the disposition of   

101,382

 

 

(iv)

Shared power to dispose or to direct the disposition of   

77,080


 

*    The number of securities reported in (a) above includes 77,080 shares owned by corporations of which the Reporting Person is a principal stockholder; Reporting Person expressly disclaims beneficial ownership of all of such shares.

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

Not Applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not Applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not Applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not Applicable.

 

Item 9.

Notice of Dissolution of Group

Not Applicable.

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

4




 

CUSIP No. 145282 10 9

 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 10, 2007

 

Date

 


/s/ Patricia A. Rogers

 

Signature

 


Patricia A. Rogers

 

Name/Title

 

Attention:  Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

5



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